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Securities Intermediaries Compliance (Non-Fund)National Institute Of Securities Markets (NISM) Securities Intermediaries Compliance (Non-Fund)National Institute Of Securities Markets (NISM)
× Securities Intermediaries Compliance (Non-Fund)National Institute Of Securities Markets (NISM)
Securities Intermediaries Compliance (Non-Fund)National Institute Of Securities Markets (NISM)
by National Institute of Securities Markets(NISM)
Edition: 2015 Edition
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Product Details:
Format: Paperback
Pages: 288 pages
Publisher: Taxmann
Language: English
ISBN: 9789350717547
Dimensions: 23.80 X 0.50 X 15.80
Shipping Weight: 2.000(Kg)
Publisher Code: 9789350717547
Date Added: 2015-01-01
Search Category: Book
Jurisdiction: Indian
Overview:
This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination Securities Intermediaries Compliance (Non-Fund). NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination seeks to create a common minimum knowledge benchmark for persons engaged in compliance function with any intermediary registered with SEBI as Stock Brokers, Sub-Brokers, Depository Participants, Merchant Bankers, Underwriters, Bankers to the Issue, Debenture Trustees and Credit Rating Agencies.The book covers financial and regulatory structure in India, the different regulations which the intermediaries should be aware, specific rules and regulations governing the Stock Brokers, Sub-Brokers, Depository Participants, Merchant Bankers, Underwriters, Bankers to the Issue, Debenture Trustees and Credit Rating Agencies. It also focuses on the importance of compliance activity and the scope and role of the compliance officer in the Indian securities market.

 
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