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Internal Auditors For Stock BrokersNational Institute Of Securities Markets (NISM) Internal Auditors For Stock BrokersNational Institute Of Securities Markets (NISM)
× Internal Auditors For Stock BrokersNational Institute Of Securities Markets (NISM)
Internal Auditors For Stock BrokersNational Institute Of Securities Markets (NISM)
by National Institute of Securities Markets (NISM)
Edition: 2015 Edition
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Product Details:
Format: Paperback
Pages: 280 pages
Publisher: Taxmann
Language: English
ISBN: 9789350717585
Dimensions: 23.80 X 0.50 X 15.80
Shipping Weight: 2.000(Kg)
Publisher Code: 9789350717585
Date Added: 2015-01-01
Search Category: Book
Jurisdiction: Indian
Overview:
This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Internal Auditors for Stock Brokers. NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination seeks to create a common minimum knowledge benchmark for Independent Chartered Accountants, Company Secretaries and Management Accountants, who carry out Internal Audit of the Operations of Stock Brokers/Clearing Members.

The book covers the various operations of stock brokers, regulatory framework under which the stock brokers perform their various activities and various compliance and reporting requirements from audit perspective.


 
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