PLEASE NOTE: YOU MUST BE A PURCHASER OR SUBSCRIBER OF BUTTERWORTHS FINANCIAL REGULATION CORE SERVICE (Product Code: FRBSMW) IN ORDER TO PURCHASE THIS PRODUCT. ORDERS WILL NOT BE FUFILLED TO NON-SUBSCRIBERS.
Butterworths Financial Regulation Service work covers the general principles and rules of financial regulation and also focuses on specific types of regulated business. Written by a team of well-known authors comprising practising lawyers, regulators and academics, Butterworths Financial Regulation Service provides detailed, authoritative analysis and clear, practical guidance on the UK financial regulatory system.
Butterworths Financial Regulation Service is modular and is comprised of two core volumes (contained in three binders), covering general principles and rules, and five optional volumes, focusing on specific types of regulated business of which you choose those most relevant to your practice.
This additional volume of Butterworths Financial Regulation Service deals with the area of Investment Firms and Collective Investment Schemes, featuring full commentary on all aspects of the field, as well as outlining all the requirements needed.
Butterworths Financial Regulation Service is updated six times per year
Table Of Contents:
Division A - Prudential Requirements for Investment Businesses; Division B - Prudential Requirements for Investment Businesses; Commentary; Division C - Conduct of Business Requirements; Division D - Conduct of Business Commentary; Division D.1 - Client Assets Requirements; Division D.2 - Client Assets Commentary; Division D.3 - New Collective Investment Schemes Requirements; Division D.4 - New Collective Investment Schemes Commentary; Division E - Collective Investment Schemes Requirements; Division F - Collective Investment Schemes Commentary; Division G - Professional Firms Requirements; Division H - Professional Firms Commentary;